So far in 2020,

18 firms & 173 individuals

have received disciplinary action for data management infractions1

$3.92M
is the average cost of a data breach as of 20192
45%
of breach victims were small businesses3
60%
of small businesses that suffer a cyberattack go out of business within 6 months4

Is your data management infrastructure up to par?

Leave it to the software experts to build your data management infrastructure.

1. Customize

Our team of software experts will analyze your current procedures and tailor a risk-based data management platform to address your unique regulatory and functional needs.

2. Integrate

We’ll migrate your data files to your new platform, built to operate seamlessly behind the scenes of your existing legacy data sources while protecting your firm’s sensitive data wherever it may go.

3. Comply

Adopting our cloud-first information technology strategy enables your firm to comply with the latest guidance on information protection and retention while navigating the evolving threat landscape.

Features

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Meet & Exceed Compliance Demands

We deploy Cloud platforms and technologies to comply with critical rules and regulations, including SEC Rules 17a-3/4, FINRA Rule 4511, and section 500.13 of 23 NYCRR 500

  • Leverage our team of Wall Street and software pioneers with 25+ years of experience in the information security and broker-dealer compliance space
  • Receive customized retention and preservation policies that enforce compliance
  • Apply measurable metrics to understand your company's compliance position
  • Fully meet regulatory challenges for audit and management with full audit trail and version storing

hostingCompliance
hostingCompliance

Streamline Governance

Compliance and cybersecurity are not information technology issues, they are risk-management issues. Utilize a Governance framework based upon the National Institute of Standards and Technology (NIST).

  • Establish and implement a cybersecurity and compliance governance framework that supports your decision-making
  • Ensure that you have the policies and procedures to manage your organization's regulatory and operational requirements including incident response and business continuity responsibilities
  • Understand your business' risk position with regards to compliance and cybersecurity
  • Bring the power and scale of a global Cloud Provider to your own organization

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Protect your firm's data wherever it goes

The traditional enterprise perimeter is not enough. Secure your information at the resource level to meet the challenges of information security in a modern workplace.

  • Assume breach. Protect the information by protecting the identity of those accessing the information
  • Implement a robust cybersecurity program across all information channels
  • Join a joint risk assessment program to evaluate new threats and vulnerabilities
  • Sensitivity labels, MFA, conditional access

hostingCompliance
hostingCompliance hostingCompliance

INFORMATION SECURITY

Version history
Continuous assessment
Risk-based access policies
Multi-factor authentication
Data encryption
Azure AD integration

COMPLIANCE POLICIES

Identity protection
Retention
Audit log extraction & hosting
Continuous assessment
Cyberthreats

GOVERNANCE

Risk based assessment
Complete & updated policies
Attack simulator

DATA MANAGEMENT

Hosted platform
Complete information ecosystem
Legacy data migration
Compliance security
Tombstone

COMPETITIVE ADVANTAGE

Tailored protection tools
Cloud-first strategy
Global cloud provider
Tangible risk position

Why hostingCompliance?

MAXIMIZE YOUR INVESTMENT IN COMPLIANCE AND CYBERSECURITY

Innovative organizations want to be able to offer services and products to their customers in new and flexible ways, without sacrificing compliance. We understand this first-hand, as we had to address how we protect and manage sensitive information that our clients collect through our electronic securities solutions. That information is the lifeblood of the business. It needs to be nurtured, protected, but ultimately, used effectively. Horizon brings a high degree of knowledge and expertise in order to achieve that goal. We leverage the full extent of Microsoft 365’s security and compliance tools, along with our software management expertise to maximize your data management investment on a user-friendly interface.

CONCENTRATE ON YOUR CORE BUSINESS

Operating information systems is complex. At no time in the past has the pace of change in information security ever been higher. Equally, never have the expectations of customers ever been higher. They demand flexible, open, but secure systems. Keeping on top of the technology and knowing how to map and implement security controls to meet regulations is time-consuming and something best left to the experts.

EXPERIENCE OF CLOUD OPERATIONS

Horizon was an early adopter of a cloud-first strategy and moved its entire operation into the Cloud back in 2016​. We’ve spent years developing our own risk-based governance program based on the NIST framework for all of its operations and services. In doing so, we realized we could benefit other firms by sharing what we’ve learned.

Pricing

LICENSE COST PER USER PER MONTH $60

  • Microsoft online services including Exchange, Sharepoint, Teams
  • 100GB mailboxes, unlimited archive mailboxes, 1TB Sharepoint storage per organization
  • Advanced Threat Protection suite of technologies
  • Information Protection including retention policies and preservation lock
  • Identity Repository and Protection
  • Multi-Factor authentication and Conditional Access

M365 BACKUP PER USER PER MONTH (PROVIDED BY SPANNING) $4

  • Protection against corruption and/or accidental deletion
  • Utilizes Amazon Web Services for multi-cloud solution
  • Unlimited storage

HORIZON CYBERSECURITY & COMPLIANCE MANAGEMENT PER MONTH

  • Mature cybersecurity program based on industry standard frameworks, specifically NIST, Security and Privacy controls for Federal Information Systems and Organizations
  • Comprehensive information governance and information risk assessment/management function
  • Measurable security and compliance metrics
  • Successful defence-in-depth strategy with on-going assessment of new technologies and controls
  • Administration of the environment including entitlement and access reviews, performance and capacity monitoring, identity protection, data recovery and audit review
  • Threat intelligence
  • Incident response planning and execution in relation to the information estate
hostingCompliance
Data Management Services & Turnkey Platform
Starting at
$3500/ month
Request Demo

Discover how hostingCompliance can help your organization

Get started!
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It’s time to re-approach how your firm is managing and protecting its data.

Let our software experts demonstrate how our data management services can integrate seamlessly into your firm.


Reach us at horizon@hostingcompliance.com.